AI assistant
AMGEN INC — Director's Dealing 2012
May 1, 2012
29819_dirs_2012-05-01_3a64a3a9-567d-4618-8aa7-e68f367db60e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-04-27
Reporting Person: SHARER KEVIN W (Director, Chairman of the Board and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-27 | Common Stock | A | 8933 | — | Acquired | 119433 | Direct |
| 2012-04-28 | Common Stock | F | 4184 | $71.64 | Disposed | 115249 | Direct |
| 2012-04-29 | Common Stock | F | 4184 | $71.64 | Disposed | 105999 | Direct |
| 2012-04-28 | Common Stock | G | 5066 | — | Disposed | 110183 | Direct |
| 2012-04-28 | Common Stock | G | 5066 | — | Acquired | 150428 | Indirect |
| 2012-04-29 | Common Stock | G | 5066 | — | Disposed | 100933 | Direct |
| 2012-04-29 | Common Stock | G | 5066 | — | Acquired | 155494 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4392.4626 | Indirect |
Footnotes
F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/27/2014, 4/27/2015 and 4/27/2016, respectively.
F2: These shares are being transferred to the reporting person's Living Trust.
F3: These shares include the following RSUs granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis.
F4: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.