Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMGEN INC Director's Dealing 2012

May 3, 2012

29819_dirs_2012-05-03_9ecf1233-7959-4ba8-afcb-3be24425adb8.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-05-01

Reporting Person: RICHO ANNA (SVP & CCO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-05-01 Common Stock M 2950 $42.13 Acquired 39431 Direct
2012-05-01 Common Stock F 2309 $71.11 Disposed 37122 Direct
2012-05-01 Common Stock G 641 Disposed 36481 Direct
2012-05-01 Common Stock G 641 Acquired 10256 Indirect
2012-05-01 Common Stock M 10000 $50.44 Acquired 46481 Direct
2012-05-01 Common Stock M 10000 $58.43 Acquired 56481 Direct
2012-05-01 Common Stock S 10000 $70.7569 Disposed 46481 Direct
2012-05-01 Common Stock S 10000 $70.8002 Disposed 36481 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-05-01 Nqso (Right to Buy) $42.13 M 2950 Disposed 2015-04-29 Common Stock (2950) Direct
2012-05-01 Nqso (Right to Buy) $50.44 M 10000 Disposed 2016-04-28 Common Stock (10000) Direct
2012-05-01 Nqso (Right to Buy) $58.43 M 10000 Disposed 2020-04-26 Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2318.9226 Indirect

Footnotes

F1: These shares are being transferred to the reporting person's Family Trust.

F2: The price reported is an average price. The prices ranged from $70.73 to $70.78 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.

F3: The price reported is also an average price. The prices ranged from $70.71 to $70.89 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.

F4: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,425 RSUs which fully vest on 4/28/2013; 2,900 RSUs which vest in two equal annual installments of 1,450 each commencing 4/26/2013; 20,000 RSUs which fully vest on 10/28/2013; 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015; and 3,350 RSUs which vest in three installments of 1,105, 1,106 and 1,139 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F5: These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan.

F6: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.