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AMGEN INC — Director's Dealing 2012
May 3, 2012
29819_dirs_2012-05-03_9ecf1233-7959-4ba8-afcb-3be24425adb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-05-01
Reporting Person: RICHO ANNA (SVP & CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-01 | Common Stock | M | 2950 | $42.13 | Acquired | 39431 | Direct |
| 2012-05-01 | Common Stock | F | 2309 | $71.11 | Disposed | 37122 | Direct |
| 2012-05-01 | Common Stock | G | 641 | — | Disposed | 36481 | Direct |
| 2012-05-01 | Common Stock | G | 641 | — | Acquired | 10256 | Indirect |
| 2012-05-01 | Common Stock | M | 10000 | $50.44 | Acquired | 46481 | Direct |
| 2012-05-01 | Common Stock | M | 10000 | $58.43 | Acquired | 56481 | Direct |
| 2012-05-01 | Common Stock | S | 10000 | $70.7569 | Disposed | 46481 | Direct |
| 2012-05-01 | Common Stock | S | 10000 | $70.8002 | Disposed | 36481 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-01 | Nqso (Right to Buy) | $42.13 | M | 2950 | Disposed | 2015-04-29 | Common Stock (2950) | Direct |
| 2012-05-01 | Nqso (Right to Buy) | $50.44 | M | 10000 | Disposed | 2016-04-28 | Common Stock (10000) | Direct |
| 2012-05-01 | Nqso (Right to Buy) | $58.43 | M | 10000 | Disposed | 2020-04-26 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2318.9226 | Indirect |
Footnotes
F1: These shares are being transferred to the reporting person's Family Trust.
F2: The price reported is an average price. The prices ranged from $70.73 to $70.78 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.
F3: The price reported is also an average price. The prices ranged from $70.71 to $70.89 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.
F4: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,425 RSUs which fully vest on 4/28/2013; 2,900 RSUs which vest in two equal annual installments of 1,450 each commencing 4/26/2013; 20,000 RSUs which fully vest on 10/28/2013; 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015; and 3,350 RSUs which vest in three installments of 1,105, 1,106 and 1,139 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
F5: These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan.
F6: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.