Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMGEN INC Director's Dealing 2012

Jul 31, 2012

29819_dirs_2012-07-31_6f2bce07-9e95-42d8-ad1d-64c8159a8b9f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-07-27

Reporting Person: BONANNI FABRIZIO (EVP, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-07-27 Common Stock M 42109 $71.88 Acquired 115608 Direct
2012-07-27 Common Stock M 41902 $62.55 Acquired 157510 Direct
2012-07-27 Common Stock M 30000 $56.79 Acquired 187510 Direct
2012-07-27 Common Stock M 84000 $42.13 Acquired 271510 Direct
2012-07-27 Common Stock M 63000 $50.44 Acquired 334510 Direct
2012-07-27 Common Stock M 42000 $58.43 Acquired 376510 Direct
2012-07-27 Common Stock G 303011 Acquired 363639 Indirect
2012-07-27 Common Stock G 303011 Disposed 73499 Direct
2012-07-27 Common Stock S 303011 $82.138 Disposed 60628 Indirect
2012-07-30 Common Stock S 12137 $84.334 Disposed 48491 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-07-27 Nqso (Right to Buy) $71.88 M 42109 Disposed 2013-04-03 Common Stock (42109) Direct
2012-07-27 Nqso (Right to Buy) $62.55 M 41902 Disposed 2014-04-26 Common Stock (41902) Direct
2012-07-27 Nqso (Right to Buy) $56.79 M 30000 Disposed 2014-10-29 Common Stock (30000) Direct
2012-07-27 Nqso (Right to Buy) $42.13 M 84000 Disposed 2015-04-29 Common Stock (84000) Direct
2012-07-27 Nqso (Right to Buy) $50.44 M 63000 Disposed 2016-04-28 Common Stock (63000) Direct
2012-07-27 Nqso (Right to Buy) $58.43 M 42000 Disposed 2020-04-26 Common Stock (42000) Direct

Footnotes

F1: These shares are being transferred to the reporting person's Family Trust.

F2: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 3,000 RSUs which fully vest on 4/28/2013; 6,000 RSUs which vest in two equal annual installments of 3,000 each commencing 4/26/2013; 40,000 RSUs which vest fully on 12/31/2013; 15,800 RSUs which vest in two equal installments of 5,214 each on 4/25/2013 and 4/25/2014 and one installment of 5,372 on 4/25/2015; and 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F3: These shares include 45 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

F4: The price reported is an average price. The prices ranged from $81.56 to $82.48 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.

F5: The price reported is an average price. The prices ranged from $84.32 to $84.37 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.