AI assistant
AMGEN INC — Director's Dealing 2012
May 3, 2012
29819_dirs_2012-05-03_027505f0-14a3-4a85-b104-a48af77b0b05.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-05-03
Reporting Person: Harper Sean E (EVP, Research & Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-03 | Common Stock | M | 6000 | $42.13 | Acquired | 55840 | Direct |
| 2012-05-03 | Common Stock | M | 8000 | $50.44 | Acquired | 63840 | Direct |
| 2012-05-03 | Common Stock | F | 4695 | $71.17 | Disposed | 59145 | Direct |
| 2012-05-03 | Common Stock | F | 6758 | $71.17 | Disposed | 52387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-03 | Nqso (Right to Buy) | $42.13 | M | 6000 | Disposed | 2015-04-29 | Common Stock (6000) | Direct |
| 2012-05-03 | Nqso (Right to Buy) | $50.44 | M | 8000 | Disposed | 2016-04-28 | Common Stock (8000) | Direct |
Footnotes
F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,125 RSUs which fully vest on 4/28/2013; 2,300 RSUs which vest in two equal annual installments of 1,150 each commencing 4/26/2013; 25,000 RSUs which fully vest on 12/31/2014; 6,000 RSUs which vest in two equal installments of 1,980 each on 4/25/2013 and 4/25/2014 and one installment of 2,040 on 4/25/2015; and 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.