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AMGEN INC — Director's Dealing 2012
Feb 1, 2012
29819_dirs_2012-02-01_c7c08489-c206-4866-835f-256aa51130d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-01-30
Reporting Person: Dittrich Thomas J.W. (VP, Finance & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-30 | Common Stock | M | 11000 | $62.55 | Acquired | 22952 | Direct |
| 2012-01-30 | Common Stock | M | 9000 | $42.13 | Acquired | 31952 | Direct |
| 2012-01-30 | Common Stock | M | 4000 | $50.44 | Acquired | 35952 | Direct |
| 2012-01-30 | Common Stock | M | 2150 | $58.43 | Acquired | 38102 | Direct |
| 2012-01-30 | Common Stock | S | 26150 | $68.2574 | Disposed | 11952 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-30 | Nqso (Right to Buy) | $62.55 | M | 11000 | Disposed | 2014-04-26 | Common Stock (11000) | Direct |
| 2012-01-30 | Nqso (Right to Buy) | $42.13 | M | 9000 | Disposed | 2015-04-29 | Common Stock (9000) | Direct |
| 2012-01-30 | Nqso (Right to Buy) | $50.44 | M | 4000 | Disposed | 2016-04-28 | Common Stock (4000) | Direct |
| 2012-01-30 | Nqso (Right to Buy) | $58.43 | M | 2150 | Disposed | 2020-04-26 | Common Stock (2150) | Direct |
Footnotes
F1: The price reported is an average price. The prices ranged from $68.21 to $68.29 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.
F2: The shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 857 RSUs which fully vest on 4/29/2012; 572 RSUs which vest in two equal annual installments of 286 each commencing 4/28/2012; 922 RSUs which vest in two equal installments of 307 each on 4/26/2012 and 4/26/2013 and one installment of 308 on 4/26/2014; and 1,714 RSUs which vest in annual installments of 565, 566 and 583 on 4/25/2013, 4/25/2014 and 4/25/2015, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.