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AMERIPRISE FINANCIAL INC Director's Dealing 2023

Feb 17, 2023

30029_dirs_2023-02-17_602b4468-112a-48bb-86ba-ceb721ea83a5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERIPRISE FINANCIAL INC (AMP)
CIK: 0000820027
Period of Report: 2023-02-15

Reporting Person: Berman Walter Stanley (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-15 Common Stock S 10000 $352.0683 Disposed 14360 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 352.45 Indirect

Footnotes

F1: Reflects the weighted average price of 10,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 15, 2023 with sale prices ranging from $351.9561 to $352.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 15, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.