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AMERIPRISE FINANCIAL INC Director's Dealing 2021

Feb 9, 2021

30029_dirs_2021-02-09_1f645657-bf70-4b5a-a5d4-45c46f1f41da.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERIPRISE FINANCIAL INC (AMP)
CIK: 0000820027
Period of Report: 2021-02-05

Reporting Person: Woerner John Robert (Pres Ins & Chief Strat Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-05 Common Stock A 11489 Acquired 40109 Direct
2021-02-05 Common Stock F 5100 $211.06 Disposed 35009 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 240.16 Indirect

Footnotes

F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 5, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.