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AMERIPRISE FINANCIAL INC — Director's Dealing 2021
Feb 9, 2021
30029_dirs_2021-02-09_1f645657-bf70-4b5a-a5d4-45c46f1f41da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERIPRISE FINANCIAL INC (AMP)
CIK: 0000820027
Period of Report: 2021-02-05
Reporting Person: Woerner John Robert (Pres Ins & Chief Strat Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-05 | Common Stock | A | 11489 | — | Acquired | 40109 | Direct |
| 2021-02-05 | Common Stock | F | 5100 | $211.06 | Disposed | 35009 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 240.16 | Indirect |
Footnotes
F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 5, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
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