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AMERIPRISE FINANCIAL INC Director's Dealing 2017

Aug 1, 2017

30029_dirs_2017-08-01_6532f09f-ba25-4ae9-9005-74e311839202.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERIPRISE FINANCIAL INC (AMP)
CIK: 0000820027
Period of Report: 2017-07-28

Reporting Person: SARLES H JAY (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-28 Phantom Stock (Retainer Deferral) $ A 125.4759 Acquired Common Stock (125.4759) Direct

Footnotes

F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.