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AMERIPRISE FINANCIAL INC — Director's Dealing 2017
Aug 1, 2017
30029_dirs_2017-08-01_6532f09f-ba25-4ae9-9005-74e311839202.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERIPRISE FINANCIAL INC (AMP)
CIK: 0000820027
Period of Report: 2017-07-28
Reporting Person: SARLES H JAY (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-28 | Phantom Stock (Retainer Deferral) | $ | A | 125.4759 | Acquired | Common Stock (125.4759) | Direct |
Footnotes
F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.
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