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AMERIPRISE FINANCIAL INC — Director's Dealing 2015
Feb 4, 2015
30029_dirs_2015-02-04_81112cee-edb7-4e89-905e-5872bdf2aeac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERIPRISE FINANCIAL INC (AMP)
CIK: 0000820027
Period of Report: 2015-02-02
Reporting Person: TRUSCOTT WILLIAM F (CEO, Global Asset Management)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-02 | Common Stock | A | 5747 | — | Acquired | 20898 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-02 | Employee Stock Option (right to buy) | $128.76 | A | 58874 | Acquired | 2025-02-03 | Common Stock (58874) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 41535 | Indirect |
| Common Stock | 254.010 | Indirect |
Footnotes
F1: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 2, 2016, February 2, 2017 and February 2, 2018.
F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2015. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2015.