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AMERIPRISE FINANCIAL INC — Director's Dealing 2014
May 7, 2014
30029_dirs_2014-05-07_d3d8e779-1a17-470c-8ee2-0baab0e323ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERIPRISE FINANCIAL INC (AMP)
CIK: 0000820027
Period of Report: 2014-05-05
Reporting Person: NEAL BLIXT DIANNE (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-05 | Phantom Stock (Annual) | $ | A | 180.900 | Acquired | Common Stock (180.900) | Direct |
Footnotes
F1: The grant is a pro rata annual equity grant made as a result of the reporting person becoming a director effective as of February 26, 2014.
F2: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F3: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.