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AMERICOLD REALTY TRUST Director's Dealing 2018

Jan 19, 2018

31243_dirs_2018-01-18_fee30fb7-5fcf-4e34-bec7-f2ddd998f7da.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AMERICOLD REALTY TRUST (NYSE: COLD)
CIK: 0001455863
Period of Report: 2018-01-18

Reporting Person: Boehler Fred W (Director, CEO, President and Trustee)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $9.81 2023-02-06 Common Shares of Beneficial Interest (400000) Direct
Stock Option $9.81 2024-03-27 Common Shares of Beneficial Interest (200000) Direct
Stock Option $9.81 2026-12-14 Common Shares of Beneficial Interest (300000) Direct
Stock Option $9.81 2027-03-01 Common Shares of Beneficial Interest (250000) Direct
Restricted Stock Units $ Common Shares of Beneficial Interest (71428) Direct

Footnotes

F1: Options to acquire common shares vested 20% each on February 4, 2014, 2015, 2016 and 2017 and remainder vest on February 4, 2018.

F2: Options to acquire common shares vested 20% each on March 27, 2015, 2016 and 2017 and remainder vest ratably on March 27, 2018 and 2019.

F3: Options to acquire common shares vested 20% each on December 14, 2016 and 2017 and remainder vest ratably on December 14, 2018, 2019 and 2020.

F4: Vesting of these options was contingent upon achievement of a 2016 performance target for Adjusted EBITDA for 2016, which was satisfied, so options vested 20% on January 1, 2018 and the remainder vest ratably on January 1, 2019, 2020, 2021 and 2022.

F5: Each restricted stock unit ("RSUs") represents the right to acquire one common share of Americold Realty Trust. Performance-based RSUs will vest upon achievement of an Adjusted EBITDA target for 2017. If the performance criteria is achieved the RSUs will vest in 20% increments ratable over five years, beginning March 1, 2019.