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AMERICOLD REALTY TRUST — Director's Dealing 2018
Jan 19, 2018
31243_dirs_2018-01-18_fee30fb7-5fcf-4e34-bec7-f2ddd998f7da.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMERICOLD REALTY TRUST (NYSE: COLD)
CIK: 0001455863
Period of Report: 2018-01-18
Reporting Person: Boehler Fred W (Director, CEO, President and Trustee)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $9.81 | 2023-02-06 | Common Shares of Beneficial Interest (400000) | Direct | |
| Stock Option | $9.81 | 2024-03-27 | Common Shares of Beneficial Interest (200000) | Direct | |
| Stock Option | $9.81 | 2026-12-14 | Common Shares of Beneficial Interest (300000) | Direct | |
| Stock Option | $9.81 | 2027-03-01 | Common Shares of Beneficial Interest (250000) | Direct | |
| Restricted Stock Units | $ | Common Shares of Beneficial Interest (71428) | Direct |
Footnotes
F1: Options to acquire common shares vested 20% each on February 4, 2014, 2015, 2016 and 2017 and remainder vest on February 4, 2018.
F2: Options to acquire common shares vested 20% each on March 27, 2015, 2016 and 2017 and remainder vest ratably on March 27, 2018 and 2019.
F3: Options to acquire common shares vested 20% each on December 14, 2016 and 2017 and remainder vest ratably on December 14, 2018, 2019 and 2020.
F4: Vesting of these options was contingent upon achievement of a 2016 performance target for Adjusted EBITDA for 2016, which was satisfied, so options vested 20% on January 1, 2018 and the remainder vest ratably on January 1, 2019, 2020, 2021 and 2022.
F5: Each restricted stock unit ("RSUs") represents the right to acquire one common share of Americold Realty Trust. Performance-based RSUs will vest upon achievement of an Adjusted EBITDA target for 2017. If the performance criteria is achieved the RSUs will vest in 20% increments ratable over five years, beginning March 1, 2019.