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AMERICOLD REALTY TRUST Director's Dealing 2018

Aug 17, 2018

31243_dirs_2018-08-16_6727801d-111e-4afd-a128-ba479741a185.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICOLD REALTY TRUST (NYSE: COLD)
CIK: 0001455863
Period of Report: 2018-08-14

Reporting Person: Smernoff Marc (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-14 Common Shares of Beneficial Interest M 240000 $9.81 Acquired 240000 Direct
2018-08-14 Common Shares of Beneficial Interest F 164493 $23.12 Disposed 75507 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-14 Stock Option $9.81 M 240000 Disposed 2025-05-13 Common Shares of Beneficial Interest (240000) Direct

Footnotes

F1: On August 14, 2018, Mr. Smernoff made a net exercise of 240,000 stock options, resulting in his acquisition of 75,507 common shares of Americold Realty Trust.

F2: Options to acquire common shares vested 20% each on May 13, 2016, 2017 and 2018 and reminder vest ratably on May 13, 2019 and 2020.