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AMERICOLD REALTY TRUST — Director's Dealing 2018
Aug 17, 2018
31243_dirs_2018-08-16_6727801d-111e-4afd-a128-ba479741a185.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICOLD REALTY TRUST (NYSE: COLD)
CIK: 0001455863
Period of Report: 2018-08-14
Reporting Person: Smernoff Marc (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-14 | Common Shares of Beneficial Interest | M | 240000 | $9.81 | Acquired | 240000 | Direct |
| 2018-08-14 | Common Shares of Beneficial Interest | F | 164493 | $23.12 | Disposed | 75507 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-14 | Stock Option | $9.81 | M | 240000 | Disposed | 2025-05-13 | Common Shares of Beneficial Interest (240000) | Direct |
Footnotes
F1: On August 14, 2018, Mr. Smernoff made a net exercise of 240,000 stock options, resulting in his acquisition of 75,507 common shares of Americold Realty Trust.
F2: Options to acquire common shares vested 20% each on May 13, 2016, 2017 and 2018 and reminder vest ratably on May 13, 2019 and 2020.
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