AI assistant
AMERICAN VANGUARD CORP — Director's Dealing 2021
Apr 27, 2021
33851_dirs_2021-04-26_4ae38082-1819-4173-b3e4-84d58be5f014.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN VANGUARD CORP (AVD)
CIK: 0000005981
Period of Report: 2021-03-09
Reporting Person: WINTEMUTE ERIC G (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-09 | Common Stock | F | 15402 | $20.78 | Disposed | 1027552 | Direct |
| 2021-04-16 | Common Stock | A | 32385 | $0.00 | Acquired | 1059935 | Direct |
| 2021-04-16 | Common Stock | A | 32385 | $0.00 | Acquired | 1092320 | Direct |
Footnotes
F1: These shares were forfeited at the election of reporting person in order to cover payroll taxes arising from the vesting of 29,323 shares of time-based restricted stock that had been awarded on March 9, 2018 and vested on March 9, 2021.
F2: These comprise an award of time-based restricted stock that vests in its entirety on April 16, 2024, if and only if reporting person is continuously employed by issuer through such vesting date as per the terms of a Restricted Stock Agreement dated as of April 16, 2021.
F3: These comprise an award of performance-based restricted stock that vests upon the attainment of both (i) continuous employment through April 16, 2024, and (ii) the relative growth of the issuer's EBIT (earnings before interest and taxes), net sales and stock price appreciation as compared to that of certain comparator groups over the course of a three-year period as per the terms of a Performance Stock Agreement dated as of April 16, 2021.