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AMERICAN VANGUARD CORP — Director's Dealing 2020
Aug 19, 2020
33851_dirs_2020-08-18_c163dd5d-f646-4e5d-9ad1-6ed95d6800fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN VANGUARD CORP (AVD)
CIK: 0000005981
Period of Report: 2020-08-17
Reporting Person: Johnson David` T. (CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-17 | Common Stock | S | 18244 | $14.40 | Disposed | 27009 | Direct |
| 2020-08-17 | Common Stock | M | 21500 | $7.50 | Acquired | 48509 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-13 | OPTION TO BUY | $7.50 | M | 21500 | Disposed | 2020-12-10 | Common Stock (21500) | Direct |
Footnotes
F1: These shares were sold by reporting person pursuant to 10b5-1 Selling Plan dated as of June 15, 2020, under the terms of which reporting person planned to sell up to 18,244 shares at fixed price in order to exercise options to buy which are due to expire in December 2020 (see Table II).
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