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AMERICAN VANGUARD CORP — Director's Dealing 2016
Sep 1, 2016
33851_dirs_2016-09-01_593e5378-8034-4cea-bbb8-c2aa7ab59606.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN VANGUARD CORP (AVD)
CIK: 0000005981
Period of Report: 2016-08-30
Reporting Person: Rizzi John (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-30 | Common Stock | M | 5000 | $7.50 | Acquired | 32315 | Direct |
| 2016-08-30 | Common Stock | S | 5000 | $17.34 | Disposed | 27315 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-30 | Option to Buy | $7.50 | X | 5000 | Disposed | 2020-12-10 | Common (10000) | Direct |
Footnotes
F1: Reporting person exercised and sold options in issuer's common stock in order to remit the after-tax proceeds to his ex-spouse as per the terms of a property settlement in a marital dissolution action.
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