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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2021
Jan 22, 2021
31453_dirs_2021-01-22_b0c612dc-f31e-439a-bf84-f845d7068a46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2021-01-21
Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-21 | Common Stock | S | 6100 | $26.5616 | Disposed | 233573 | Direct |
| 2021-01-21 | Common Stock | S | 8333 | $27.6618 | Disposed | 225240 | Direct |
| 2021-01-21 | Common Stock | S | 10661 | $28.0256 | Disposed | 214579 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5115 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F2: The sales were executed in multiple trades at prices ranging from $25.99-$26.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F3: The sales were executed in multiple trades at prices ranging from $26.99-$27.985. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F4: The sales were executed in multiple trades at prices ranging from $27.99-$28.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F5: Following all the transactions reported on this Form 4, the reporting person holds 214,579 shares directly.
F6: Following all the transactions reported on this Form 4, the reporting person holds 5,115 shares indirectly through the Company's 401(k) plan as of January 21, 2021.