AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2021

Jul 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2021-07-01

Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-01	Common Stock	S	6409	$17.66	Disposed	232376	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5351	Indirect

Footnotes

F1: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on June 28, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.

F2: The sales were executed in multiple trades at prices ranging from $17.30-$18.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.

F3: Following all the transactions reported on this Form 4, the reporting person holds 232,376 shares directly.

F4: Following all the transactions reported on this Form 4, the reporting person holds 5,351 shares indirectly through the company's 401(k) plan as of July 6, 2021.