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AMERICAN SUPERCONDUCTOR CORP /DE/ Director's Dealing 2021

Jul 6, 2021

31453_dirs_2021-07-06_cbd4ab32-cd75-4902-ad8d-b632bb606ca1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2021-07-01

Reporting Person: McGahn Daniel P (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-01 Common Stock S 14664 $17.6637 Disposed 694115 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8159 Indirect

Footnotes

F1: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on June 28, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.

F2: The sales were executed in multiple trades at prices ranging from $17.40-$18.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.

F3: Following all the transactions reported on this Form 4, the reporting person holds 694,115 shares directly.

F4: Following all the transactions reported on this Form 4, the reporting person holds 8,159 shares indirectly through the company's 401(k) plan as of July 6, 2021.