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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2021
Jul 6, 2021
31453_dirs_2021-07-06_cbd4ab32-cd75-4902-ad8d-b632bb606ca1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2021-07-01
Reporting Person: McGahn Daniel P (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-01 | Common Stock | S | 14664 | $17.6637 | Disposed | 694115 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8159 | Indirect |
Footnotes
F1: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on June 28, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F2: The sales were executed in multiple trades at prices ranging from $17.40-$18.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F3: Following all the transactions reported on this Form 4, the reporting person holds 694,115 shares directly.
F4: Following all the transactions reported on this Form 4, the reporting person holds 8,159 shares indirectly through the company's 401(k) plan as of July 6, 2021.