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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2021
Nov 2, 2021
31453_dirs_2021-11-02_dcb0d23e-0043-4b6e-add3-517ac0e794dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2021-11-01
Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Common Stock | S | 3766 | $18.9547 | Disposed | 240553 | Direct |
| 2021-11-02 | Common Stock | S | 6983 | $18.7709 | Disposed | 233570 | Direct |
| 2021-11-02 | Common Stock | S | 259 | $19.31 | Disposed | 233311 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5553 | Indirect |
Footnotes
F1: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on October 31, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F2: The sales were executed in multiple trades at prices ranging from $18.50-$19.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F3: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on November 1, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F4: The sales were executed in multiple trades at prices ranging from $18.31-$19.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F5: Following all the transactions reported on this Form 4, the reporting person holds 5,553 shares indirectly through the company's 401(k) plan as of November 2, 2021.