AI assistant
AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2019
Dec 23, 2019
31453_dirs_2019-12-23_7baec2ff-05d1-444d-8c65-63fa54d70358.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2019-12-19
Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-19 | Common Stock | S | 10287 | $7.6306 | Disposed | 200171 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4055 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F2: The sales were executed in multiple trades at prices ranging from $7.54-$7.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F3: Following all the transactions reported on this Form 4, the reporting person holds 200,171 shares directly, which reflects an adjustment to correct a prior immaterial computational error.
F4: Following all the transactions reported on this Form 4, the reporting person holds 4,055 shares indirectly through the Company's 401(k) plan as of December 23, 2019.