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AMERICAN SUPERCONDUCTOR CORP /DE/ Director's Dealing 2019

Dec 23, 2019

31453_dirs_2019-12-23_7baec2ff-05d1-444d-8c65-63fa54d70358.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2019-12-19

Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-19 Common Stock S 10287 $7.6306 Disposed 200171 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4055 Indirect

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.

F2: The sales were executed in multiple trades at prices ranging from $7.54-$7.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.

F3: Following all the transactions reported on this Form 4, the reporting person holds 200,171 shares directly, which reflects an adjustment to correct a prior immaterial computational error.

F4: Following all the transactions reported on this Form 4, the reporting person holds 4,055 shares indirectly through the Company's 401(k) plan as of December 23, 2019.