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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2018
May 15, 2018
31453_dirs_2018-05-15_ec56ed90-596b-4d71-b402-09e749e89cfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2018-05-12
Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-12 | Common Stock | F | 2443 | $6.89 | Disposed | 111110 | Direct |
| 2018-05-14 | Common Stock | F | 2177 | $6.88 | Disposed | 108933 | Direct |
| 2018-05-14 | Common Stock | F | 2178 | $6.88 | Disposed | 106755 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2513 | Indirect |
Footnotes
F1: Represents 2,443 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting on May 12, 2018 of restricted stock awarded on May 12, 2016; not an open market transaction.
F2: Represents 2,177 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2018 of restricted stock awarded on May 14, 2015; not an open market transaction.
F3: Represents 2,178 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2018 of restricted stock awarded on December 10, 2015; not an open market transaction.
F4: Following all the transactions reported on this Form 4, the reporting person holds 106,755 shares directly.
F5: Following all the transactions reported on this Form 4, the reporting person holds 2,513 shares indirectly through the AMSC 401(k) plan as of May 15, 2018.