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AMERICAN SUPERCONDUCTOR CORP /DE/ Director's Dealing 2018

Jul 2, 2018

31453_dirs_2018-07-02_6c9b0c52-8ddf-4e1f-a5cf-6984b206e714.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2018-06-28

Reporting Person: McGahn Daniel P (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-28 Common Stock A 135000 $0.00 Acquired 470773 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5347 Indirect

Footnotes

F1: The restricted stock award was granted on June 28, 2018. The award will vest as follows: (a) 101,250 shares will vest in three equal annual installments beginning June 28, 2019, and (b) 33,750 shares will vest upon the achievement of specified performance objectives.

F2: Following all the transactions reported on this Form 4, the reporting person holds 470,773 shares directly.

F3: Following all the transactions reported on this Form 4, the reporting person holds 5,347 shares indirectly through the company's 401(k) plan as of May 31, 2018.