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AMERICAN SUPERCONDUCTOR CORP /DE/ Director's Dealing 2018

Nov 13, 2018

31453_dirs_2018-11-13_ed12b3d3-679d-4df2-8205-56514dd85aff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2018-11-08

Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-08 Common Stock F 1617 $9.48 Disposed 212536 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3111 Indirect

Footnotes

F1: Represents 1,617 shares tendered to the company to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted stock on November 8, 2018; not an open market transaction.

F2: Following all the transactions reported on this Form 4, the reporting person holds 212,536 shares directly.

F3: Following all the transactions reported on this Form 4, the reporting person holds 3,111 shares indirectly through the AMSC 401(k) plan as of November 13, 2018.