AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2017

Apr 11, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2017-04-03

Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	40000	Direct
Common Stock	669	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to buy)	$304.90	2020-06-14	Common Stock (999)		Direct
Stock Option (Right to buy)	$116.30	2021-05-11	Common Stock (449)		Direct
Stock Option (Right to buy)	$46.60	2021-09-26	Common Stock (1500)		Direct
Stock Option (Right to buy)	$40.90	2022-05-09	Common Stock (1999)		Direct
Stock Option (Right to buy)	$25.10	2023-07-31	Common Stock (3200)		Direct

Footnotes

F1: The reporting person holds 669 shares indirectly through the company's 401(k) plan as of March 31, 2017.

F2: The options are vested with respect to 999 shares.

F3: The options are vested with respect to 449 shares.

F4: The options are vested with respect to 1,500 shares.

F5: The options are vested with respect to 1,999 shares.

F6: The options are vested with respect to 3,200 shares