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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2017
May 16, 2017
31453_dirs_2017-05-16_eec5a85e-acaf-400f-a18c-620ba739ced6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2017-05-12
Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-12 | Common Stock | F | 2466 | $4.06 | Disposed | 41167 | Direct |
| 2017-05-14 | Common Stock | F | 2307 | $4.06 | Disposed | 38860 | Direct |
| 2017-05-14 | Common Stock | F | 2307 | $4.06 | Disposed | 36553 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 780 | Indirect |
Footnotes
F1: Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 12, 2017 of restricted stock awarded on May 12, 2016; not an open market transaction.
F2: Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2017 of restricted stock awarded on May 14, 2015; not an open market transaction.
F3: Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on May 14, 2017 of restricted stock awarded on December 10, 2015; not an open market transaction.
F4: Following all the transactions reported on this Form 4, the reporting person hold 36,553 shares directly.
F5: Following all the transactions reported on this Form 4, the reporting person holds 780 shares indirectly through the company's 401(k) plan as of April 30, 2017.