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AMERICAN SUPERCONDUCTOR CORP /DE/ Director's Dealing 2017

Jul 31, 2017

31453_dirs_2017-07-31_180efdc2-6686-4f3f-959a-83bf10ce7a51.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2017-07-28

Reporting Person: Kosiba John W JR (SVP, CFO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-28 Common Stock A 72000 $0.00 Acquired 108553 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1045 Indirect

Footnotes

F1: The restricted stock was granted on July 27, 2017. The award will vest as follows: (a) 36,000 shares will vest in three equal annual installments beginning July 27, 2018, and (b) 36,000 shares will vest upon the achievement of specified performance objectives.

F2: Following all the transactions reported on this Form 4, the reporting person hold 108,553 shares directly.

F3: Following all the transactions reported on this Form 4, the reporting person holds 1,045 shares indirectly through the company's 401(k) plan as of June 30, 2017.