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AMERICAN SUPERCONDUCTOR CORP /DE/ Director's Dealing 2016

Aug 22, 2016

31453_dirs_2016-08-22_f56f1adf-8a4f-43d9-8dab-50cc891f442a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2016-07-31

Reporting Person: HENRY DAVID A (EVP, CFO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-31 Common Stock F 877 $9.18 Disposed 61929 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 163 Indirect

Footnotes

F1: Represents shares tendered to satisfy the reporting person's tax withholding obligation upon the vesting on July 31, 2016 of restricted stock awarded on July 31, 2013; not an open market transaction.

F2: Following all the transactions reported on this Form 4, the reporting person hold 61,929 shares directly.

F3: Following all the transactions reported on this Form 4, the reporting person holds 163 shares indirectly through the company's 401(k) plan as of July 31, 2016.