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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2013
May 10, 2013
31453_dirs_2013-05-10_97a7e7d8-f21c-46f2-92c3-5f0856f30d67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2013-05-08
Reporting Person: HENRY DAVID A (SVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-08 | Common Stock | S | 5760 | $2.531 | Disposed | 257990 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3501 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales was to pay personal income taxes that were due upon the vesting of restricted stock on May 9 and May 12, 2013.
F2: The disposition transaction was executed in muliple trades at prices ranging from $2.51-$2.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F3: Following all the transactions reported on this Form 4, the reporting person holds 257,990 shares directly.
F4: Following all the transactions reported on this Form 4, the reporting person holds 3,501 shares indirectly through the company's 401(k) plan as of April 30, 2013.