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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2013
Aug 2, 2013
31453_dirs_2013-08-02_edd75969-cd15-44a3-bf67-f13d28e5adce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2013-07-31
Reporting Person: Maguire James F (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-31 | Common Stock | A | 58000 | $0.00 | Acquired | 271756 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-31 | Stock Option (Right to buy) | $2.51 | A | 95000 | Acquired | 2023-07-31 | Common Stock (95000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4471 | Indirect |
Footnotes
F1: These awards were granted on July 31, 2013, vest in equal annual installments over a 3-year period, and will be fully vested on July 31, 2016.
F2: Following all the transactions reported on this Form 4, the reporting person holds 271,756 shares directly.
F3: Following all the transactions reported on this Form 4, the reporting person holds 4,471 shares indirectly through the company's 401(k) plan as of July 31, 2013.
F4: The options vest in three equal annual installments beginning July 31, 2014.
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