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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2011
May 17, 2011
31453_dirs_2011-05-17_fa4c94af-6a7f-4ab4-9752-45097d0ad8a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2011-05-17
Reporting Person: McGahn Daniel P (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-17 | Common Stock | S | 11500 | $11.1629 | Disposed | 59490 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1186 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales was to pay personal income taxes that were due upon the vesting of restricted stock on May 15, 2011.
F2: The disposition transaction was executed in muliple trades at prices ranging from $11.1152-$11.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F3: Following all the transactions reported on this Form 4, the reporting person holds 59,490 shares directly.
F4: Following all the transactions reported on this Form 4, the reporting person holds 1,186 shares indirectly through the company's 401(k) plan as of April 30, 2011.