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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2010
Dec 21, 2010
31453_dirs_2010-12-21_5d8491ee-aa81-4f98-88e5-407333829ded.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2010-11-04
Reporting Person: DOUGLAS KEVIN (10% Owner, 13(d)(3) group)
Reporting Person: Douglas Michelle (10% Owner, 13(d)(3) group)
Reporting Person: DOUGLAS FAMILY TRUST (10% Owner, 13(d)(3) group)
Reporting Person: JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST (10% Owner, 13(d)(3) group)
Reporting Person: DOUGLAS JAMES E III (10% Owner, 13(d)(3) group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-04 | Common Stock | P | 47080 | $37.54 | Acquired | 2509328 | Direct |
| 2010-11-04 | Common Stock | P | 38841 | $37.54 | Acquired | 1747930 | Indirect |
Footnotes
F1: These shares are held directly and jointly by Kevin Douglas and Michelle Douglas. Beneficial ownership of these shares by Kevin Douglas was previously reported on the Form 4 filed on November 5, 2010 which is amended by this Form 4/A.
F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
F3: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Beneficial ownership of these shares by Kevin Douglas and the Trust was previously reported on the Form 4 filed on November 5, 2010 which is amended by this Form 4/A.
This amendment is being filed solely to reflect Michelle Douglas's beneficial ownership of the shares as a 10% shareholder.