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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2007
Nov 8, 2007
31453_dirs_2007-11-08_98b934be-a1eb-4b83-9b23-95666601ad6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2007-11-06
Reporting Person: MALOZEMOFF ALEXIS P (EVP & Chief Technical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-11-06 | Common Stock | M | 16000 | $12.563 | Acquired | 0 | Direct |
| 2007-11-06 | Common Stock | S | 3448 | $28.10 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 600 | $28.11 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 100 | $28.12 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 600 | $28.16 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 400 | $28.17 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 500 | $28.19 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 1800 | $28.39 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 100 | $28.40 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 952 | $28.45 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 3000 | $28.48 | Disposed | 0 | Direct |
| 2007-11-06 | Common Stock | S | 100 | $28.73 | Disposed | 0 | Indirect |
| 2007-11-06 | Common Stock | S | 1500 | $28.75 | Disposed | 0 | Indirect |
| 2007-11-06 | Common Stock | S | 1400 | $28.76 | Disposed | 0 | Indirect |
| 2007-11-07 | Common Stock | S | 1000 | $28.64 | Disposed | 0 | Indirect |
| 2007-11-07 | Common Stock | S | 100 | $28.65 | Disposed | 0 | Indirect |
| 2007-11-07 | Common Stock | S | 300 | $28.69 | Disposed | 0 | Indirect |
| 2007-11-07 | Common Stock | S | 100 | $28.71 | Disposed | 83500 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-11-06 | Stock Option(right to buy) | $12.563 | M | 16000 | Disposed | 2008-05-14 | Common Stock (16000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3500 | Indirect |
Footnotes
F1: The stock option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2007.
F2: The sales reported on this Form 4 represents 4,500 shares of stock held indirectly in two trusts of which he is co-trustee.
F3: Following all the transactions reported on this Form 4, the reporting person holds 83,500 shares directly.
F4: Following all the transactions reported on this Form 4, the reporting person holds 3,500 shares indirectly through the company's 401(k) plan as of September 30, 2007.
F5: The option was fully vested as of May 14, 2003.