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AMERICAN SUPERCONDUCTOR CORP /DE/ — Director's Dealing 2007
Dec 4, 2007
31453_dirs_2007-12-04_6c59ce95-8c1b-47e8-b006-0c474034793d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)
CIK: 0000880807
Period of Report: 2007-12-03
Reporting Person: MALOZEMOFF ALEXIS P (EVP & Chief Technical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-12-03 | Common Stock | M | 10500 | $3.53 | Acquired | 0 | Direct |
| 2007-12-03 | Common Stock | M | 6000 | $7.81 | Acquired | 0 | Direct |
| 2007-12-03 | Common Stock | S | 160 | $23.47 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 770 | $23.57 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 200 | $23.58 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 142 | $23.61 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 98 | $23.62 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 530 | $23.65 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 100 | $23.68 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 1102 | $23.70 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 898 | $23.71 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 3000 | $23.74 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 1000 | $23.77 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 1000 | $23.80 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 2000 | $23.85 | Disposed | 0 | Direct |
| 2007-12-03 | Common Stock | S | 500 | $23.91 | Disposed | 88500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-12-03 | Stock Option (right to buy) | $3.53 | M | 10500 | Disposed | 2013-05-09 | Common Stock (10500) | Direct |
| 2007-12-03 | Stock Option (right to buy) | $7.81 | M | 6000 | Disposed | 2012-04-23 | Common Stock (6000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3500 | Indirect |
Footnotes
F1: The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2007.
F2: Following all the transactions reported on this Form 4, the reporting person holds 88,500 shares directly.
F3: Following all the transactions reported on this Form 4, the reporting person holds 3,500 shares indirectly through the company's 401(k) plan as of September 30, 2007.
F4: The option was fully vested as of May 9, 2006.
F5: The option was fully vested as of April 23, 2007.