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AMERICAN SHARED HOSPITAL SERVICES — Director's Dealing 2021
Jun 7, 2021
34986_dirs_2021-06-07_05cdb789-3300-4f48-a13f-939d4ff23a1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SHARED HOSPITAL SERVICES (AMS)
CIK: 0000744825
Period of Report: 2020-05-04
Reporting Person: Stachowiak Raymond C (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-04 | Common stock | D | 5883 | — | Disposed | 232178 | Direct |
| 2021-06-03 | Common Stock No Par Value | M | 2000 | $2.43 | Acquired | 234178 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-03 | OPTION TO ACQUIRE | $2.43 | M | 2000 | Disposed | 2021-06-09 | Common Stock No Par Value (2000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 57000 | Indirect |
| Common Stock, No Par Value | 760559 | Indirect |
Footnotes
F1: Mr. Stachowiak forfeited 5,883 Restricted STock Units in connections with his appointment as the Issuer's Interim President and Chief Executive Officer Effective May 4, 2020.
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