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AMERICAN SHARED HOSPITAL SERVICES — Director's Dealing 2017
Mar 31, 2017
34986_dirs_2017-03-31_82a37464-64cc-4255-b629-e255d77b18bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN SHARED HOSPITAL SERVICES (AMS)
CIK: 0000744825
Period of Report: 2017-03-29
Reporting Person: RUFFLE JOHN F (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-29 | Common Stock, No Par Value | M | 50000 | $2.2 | Acquired | 541849 | Direct |
| 2017-03-29 | Common Stock, No Par Value | M | 2000 | $2.81 | Acquired | 543849 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-29 | Warrants (right to purchase) | $2.2 | M | 50000 | Disposed | 2017-10-22 | Common Stock (50000) | Direct |
| 2017-03-29 | Non-Qualified Stock Options (right to buy) | $2.81 | M | 2000 | Disposed | 2017-06-01 | Common Stock (2000) | Direct |
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