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AMERICAN EXPRESS CO Director's Dealing 2024

Feb 1, 2024

29774_dirs_2024-01-31_8a084ac8-6cb8-4aca-a58a-e79c2f9a4aca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2024-01-29

Reporting Person: Williams Anre D (Group Pres., Enterprise Serv.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-01-29 Common Stock A 38712 $201.43 Acquired 170499.661 Direct
2024-01-29 Common Stock F 18994 $201.43 Disposed 151505.661 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-01-29 Employee Stock Option (Right to Buy) $116.26 A 30359 Acquired 2031-01-29 Common Stock (30359) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10.61 Indirect

Footnotes

F1: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F2: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.