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AMERICAN EXPRESS CO — Director's Dealing 2024
Feb 1, 2024
29774_dirs_2024-01-31_8c99be7b-c3de-4770-9074-679eaff6168f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2024-01-29
Reporting Person: Pickett Denise (Pres., GSG and TLS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-29 | Common Stock | A | 21151 | $201.43 | Acquired | 33854.815 | Direct |
| 2024-01-29 | Common Stock | F | 11323 | $201.43 | Disposed | 22531.815 | Direct |
| 2024-01-29 | Common Stock | M | 20518 | — | Acquired | 43049.815 | Direct |
| 2024-01-29 | Common Stock | M | 16588 | — | Acquired | 59637.815 | Direct |
| 2024-01-30 | Common Stock | S | 20518 | $203.96 | Disposed | 39119.815 | Direct |
| 2024-01-30 | Common Stock | S | 16588 | $203.96 | Disposed | 22531.815 | Direct |
| 2024-01-30 | Common Stock | S | 9828 | $203.96 | Disposed | 12703.815 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-29 | Employee Stock Option (Right to Buy) | $131.68 | M | 20518 | Disposed | 2030-01-29 | Common Stock (20518) | Direct |
| 2024-01-29 | Employee Stock Option (Right to Buy) | $116.26 | A | 16588 | Acquired | 2031-01-29 | Common Stock (16588) | Direct |
| 2024-01-29 | Employee Stock Option (Right to Buy) | $116.26 | M | 16588 | Disposed | 2031-01-29 | Common Stock (16588) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1438.0098 | Indirect |
Footnotes
F1: Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
F2: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F5: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F8: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.