AMERICAN EXPRESS CO — Director's Dealing 2024

Feb 1, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2024-01-29

Reporting Person: Squeri Stephen J (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-01-29	Common Stock	A	115740	$201.43	Acquired	249898	Direct
2024-01-29	Common Stock	F	58384	$201.43	Disposed	191514	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-01-29	Employee Stock Option (Right to Buy)	$116.26	A	90766	Acquired	2031-01-29	Common Stock (90766)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	38750	Indirect
Common Stock	76035	Indirect
Common Stock	127.84	Indirect
Common Stock	0	Indirect

Footnotes

F1: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2: Includes shares acquired pursuant to dividend reinvestment.

F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4: Balance reflects shares transferred from a Grantor Annuity Retained Trust to the Grantor. These transfers are exempt from Section 16 pursuant to rule 16a-13.

F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F6: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.