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AMERICAN EXPRESS CO — Director's Dealing 2024
May 2, 2024
29774_dirs_2024-05-02_28db271b-eb78-4e85-8709-71067bbe3b91.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2024-04-30
Reporting Person: Marrs Anna (Group Pres., GCS and CFR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-30 | Common Stock | A | 3025 | $238.92 | Acquired | 22957.35 | Direct |
| 2024-04-30 | Common Stock | F | 1673 | $238.92 | Disposed | 21284.35 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-30 | Employee Stock Option (Right to Buy) | $153.35 | A | 2240 | Acquired | 2031-04-30 | Common Stock (2240) | Direct |
Footnotes
F1: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units that were granted to the reporting person on 4/30/2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2: Includes shares acquired pursuant to dividend reinvestment.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
F4: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 4/30/2021. These options became exercisable on 4/30/2024 based on the Company's positive cumulative net income over the three year performance period.