AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2024
May 2, 2024
29774_dirs_2024-05-02_941c37f7-96d3-45c7-a224-f3e8ed86151a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2024-04-30
Reporting Person: Joabar Raymond (Grp. Pres., GMNS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-30 | Common Stock | A | 4991 | $238.92 | Acquired | 17677.773 | Direct |
| 2024-04-30 | Common Stock | F | 2761 | $238.92 | Disposed | 14916.773 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-30 | Employee Stock Option (Right to Buy) | $153.35 | A | 3697 | Acquired | 2031-04-30 | Common Stock (3697) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2818 | Indirect |
| Common Stock | 249.41 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units that were granted to the reporting person on 4/30/2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2: Includes shares acquired pursuant to dividend reinvestment.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
F4: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 4/30/2021. These options became exercisable on 4/30/2024 based on the Company's positive cumulative net income over the three year performance period.