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AMERICAN EXPRESS CO — Director's Dealing 2024
Oct 24, 2024
29774_dirs_2024-10-24_5e09894f-084b-43cb-b288-ae8851461f98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2024-10-22
Reporting Person: Williams Anre D (Group Pres., Enterprise Serv.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-22 | Common Stock | M | 37553 | $131.68 | Acquired | 119839.661 | Direct |
| 2024-10-22 | Common Stock | M | 35087 | $100.96 | Acquired | 154926.661 | Direct |
| 2024-10-22 | Common Stock | M | 30359 | $116.26 | Acquired | 185285.661 | Direct |
| 2024-10-22 | Common Stock | M | 4257 | $153.35 | Acquired | 189542.661 | Direct |
| 2024-10-22 | Common Stock | S | 77887 | $270.26 | Disposed | 111655.661 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-10-22 | Employee Stock Option (Right to Buy) | $131.68 | M | 37553 | Disposed | 2030-01-29 | Common Stock (37553) | Direct |
| 2024-10-22 | Employee Stock Option (Right to Buy) | $100.96 | M | 35087 | Disposed | 2029-01-29 | Common Stock (35087) | Direct |
| 2024-10-22 | Employee Stock Option (Right to Buy) | $116.26 | M | 30359 | Disposed | 2031-01-29 | Common Stock (30359) | Direct |
| 2024-10-22 | Employee Stock Option (Right to Buy) | $153.35 | M | 4257 | Disposed | 2031-04-30 | Common Stock (4257) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10.64 | Indirect |
Footnotes
F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above.
F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $270.13 to $270.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.