AMERICAN EXPRESS CO — Director's Dealing 2024

Nov 12, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2024-11-07

Reporting Person: Squeri Stephen J (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-11-07	Common Stock	M	66225	$97.98	Acquired	159035	Direct
2024-11-07	Common Stock	M	104407	$100.96	Acquired	263442	Direct
2024-11-07	Common Stock	S	28446	$285.49	Disposed	234996	Direct
2024-11-07	Common Stock	S	34569	$286.13	Disposed	200427	Direct
2024-11-07	Common Stock	S	65200	$286.54	Disposed	135227	Direct
2024-11-07	Common Stock	S	22009	$287.36	Disposed	113218	Direct
2024-11-07	Common Stock	S	20408	$288.05	Disposed	92810	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-11-07	Employee Stock Option (Right to Buy)	$97.98	M	66225	Disposed	2028-01-23	Common Stock (66225)	Direct
2024-11-07	Employee Stock Option (Right to Buy)	$100.96	M	104407	Disposed	2029-01-29	Common Stock (104407)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	38750	Indirect
Common Stock	128.54	Indirect
Common Stock	59535	Indirect

Footnotes

F1: Balance reflects 16,500 shares transferred from the Grantor Retained Annuity Trust on November 7, 2024, in the form of the annuity, which is exempt from Section 16 pursuant to Rule 16a-13.

F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $284.90 to $285.87. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $285.88 to $286.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $286.35 to $286.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $286.78 to $287.75. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F6: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $287.76 to $288.54. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F7: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F8: Balance reflects 16,500 shares transferred from the Grantor Retained Annuity Trust on November 7, 2024, in the form of the annuity, which is exempt from Section 16 pursuant to Rule 16a-13.