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AMERICAN EXPRESS CO Director's Dealing 2023

Feb 1, 2023

29774_dirs_2023-01-31_fe3258ca-a522-4d20-8bb1-12965687e37c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2023-01-29

Reporting Person: CAMPBELL JEFFREY C (Vice Chairman and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-29 Common Stock A 759 $172.31 Acquired 107299.646 Direct
2023-01-29 Common Stock F 420 $172.31 Disposed 106879.646 Direct
2023-01-29 Common Stock A 37350 $172.31 Acquired 144229.646 Direct
2023-01-29 Common Stock F 19806 $172.31 Disposed 124423.646 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-29 Employee Stock Option (Right to Buy) $131.68 A 41037 Acquired 2030-01-29 Common Stock (41037) Direct

Footnotes

F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F4: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F5: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period.