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AMERICAN EXPRESS CO — Director's Dealing 2023
Feb 1, 2023
29774_dirs_2023-01-31_fe3258ca-a522-4d20-8bb1-12965687e37c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2023-01-29
Reporting Person: CAMPBELL JEFFREY C (Vice Chairman and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-29 | Common Stock | A | 759 | $172.31 | Acquired | 107299.646 | Direct |
| 2023-01-29 | Common Stock | F | 420 | $172.31 | Disposed | 106879.646 | Direct |
| 2023-01-29 | Common Stock | A | 37350 | $172.31 | Acquired | 144229.646 | Direct |
| 2023-01-29 | Common Stock | F | 19806 | $172.31 | Disposed | 124423.646 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-29 | Employee Stock Option (Right to Buy) | $131.68 | A | 41037 | Acquired | 2030-01-29 | Common Stock (41037) | Direct |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F4: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F5: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period.