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AMERICAN EXPRESS CO Director's Dealing 2023

Nov 17, 2023

29774_dirs_2023-11-17_0b082ed4-5184-4386-b10f-03b4a322c1f7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2023-11-15

Reporting Person: Buckminster Douglas E. (Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-15 Common Stock M 11344 $86.64 Acquired 129219.746 Direct
2023-11-15 Common Stock S 11344 $158.87 Disposed 88375.746 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-15 Employee Stock Option (Right to Buy) $86.64 M 11344 Disposed 2024-01-28 Common Stock (11344) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29500 Indirect
Common Stock 0 Indirect

Footnotes

F1: Balance reflects shares transferred from the reporting person to a Grantor Retained Annuity Trust on November 15, 2023.

F2: Includes shares acquired pursuant to dividend reinvestment.

F3: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $158.67 to $158.895. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: Balance reflects shares transferred from the reporting person to a Grantor Retained Annuity Trust on November 15, 2023.