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AMERICAN EXPRESS CO — Director's Dealing 2022
Feb 2, 2022
29774_dirs_2022-02-01_19649a9d-a01e-42ca-aeb1-b85eaae1f187.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2022-01-29
Reporting Person: Skyler Jennifer (Chief Corp. Affairs Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-29 | Common Stock | A | 9549 | $177.06 | Acquired | 12610.719 | Direct |
| 2022-01-29 | Common Stock | D | 4460 | $177.06 | Disposed | 8150.719 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-29 | Employee Stock Option (Right to Buy) | $117.28 | A | 11754 | Acquired | 2029-01-29 | Common Stock (11754) | Direct |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person October 2019 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units
F3: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 10/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.