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AMERICAN EXPRESS CO — Director's Dealing 2022
Feb 2, 2022
29774_dirs_2022-02-02_fcbfc3a2-e48e-4680-b8ce-9f3a544f2eb7.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2022-01-29
Reporting Person: Marrs Anna (Group Pres., GCS and CFR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-29 | Common Stock | A | 30507 | — | Acquired | 36482 | Direct |
| 2022-01-29 | Common Stock | D | 17106 | $177.06 | Disposed | 19376 | Direct |
| 2022-01-31 | Common Stock | M | 29982 | $100.96 | Acquired | 49358 | Direct |
| 2022-01-31 | Common Stock | S | 29982 | $177.1384 | Disposed | 19376 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-31 | Employee Stock Option (Right to Buy) | $100.96 | M | 29982 | Disposed | 2029-01-29 | Common Stock (29982) | Direct |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.01 to $177.33. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.