AMERICAN EXPRESS CO — Director's Dealing 2022

Feb 8, 2022

SEC Form 4/A — Form 4/A

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2022-01-31

Reporting Person: Squeri Stephen J (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-01-31	Common Stock	M	26260	—	Acquired	114797	Direct
2022-01-31	Common Stock	M	6777	—	Acquired	112482	Direct
2022-01-31	Common Stock	M	175000	—	Acquired	287482	Direct
2022-02-01	Common Stock	M	59619	—	Acquired	347101	Direct
2022-02-01	Common Stock	S	53264	$176.944	Disposed	293837	Direct
2022-02-01	Common Stock	S	128353	$177.7074	Disposed	165484	Direct
2022-02-01	Common Stock	S	26420	$178.3574	Disposed	139064	Direct
2022-02-01	Common Stock	S	18593	$181.2231	Disposed	120471	Direct
2022-02-01	Common Stock	S	22757	$182.3171	Disposed	97714	Direct
2022-02-01	Common Stock	S	18269	$182.8139	Disposed	79445	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-01-31	Employee Stock Option (Right to Buy)	$86.64	M	26260	Disposed	2024-01-28	Common Stock (26260)	Direct
2022-01-31	Employee Stock Option (Right to Buy)	$83.30	M	6777	Disposed	2025-01-26	Common Stock (6777)	Direct
2022-01-31	Employee Stock Option (Right to Buy)	$95.52	M	175000	Disposed	2024-10-31	Common Stock (175000)	Direct
2022-02-01	Employee Stock Option (Right to Buy)	$95.52	M	59619	Disposed	2024-10-31	Common Stock (59619)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	38750	Indirect
Common Stock	128035	Indirect
Common Stock	124.4	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.31 to $177.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.3050 to $178.2879. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.29 to $178.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.74 to $181.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.72 to $182.62. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.63 to $183.0763. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F7: Includes shares acquired pursuant to dividend reinvestment.

F8: Includes shares acquired pursuant to dividend reinvestment.

F9: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.