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AMERICAN EXPRESS CO — Director's Dealing 2022
Feb 8, 2022
29774_dirs_2022-02-07_2f0472ee-f641-48b2-94bb-2492b2eafffb.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2022-01-29
Reporting Person: Rutledge Elizabeth (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-29 | Common Stock | A | 11885 | — | Acquired | 70690.848 | Direct |
| 2022-01-29 | Common Stock | F | 5244 | $177.06 | Disposed | 65801.969 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-29 | Employee Stock Option (Right to Buy) | $100.96 | A | 12836 | Acquired | 2029-01-29 | Common Stock (12836) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2083.5 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: This amount reflects additional shares held in the reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.