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AMERICAN EXPRESS CO — Director's Dealing 2022
Feb 10, 2022
29774_dirs_2022-02-09_41539fee-d898-4e34-91f1-f10cec8b26a5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2022-01-31
Reporting Person: Seeger Laureen (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-31 | Common Stock | S | 30808 | $175.5675 | Disposed | 30534.136 | Direct |
| 2022-01-31 | Common Stock | M | 30808 | — | Acquired | 61342.136 | Direct |
| 2022-02-08 | Common Stock | S | 1900 | $188.6584 | Disposed | 59442.136 | Direct |
| 2022-02-08 | Common Stock | S | 2282 | $189.7645 | Disposed | 57160.136 | Direct |
| 2022-02-08 | Common Stock | S | 1400 | $190.3395 | Disposed | 55760.136 | Direct |
| 2022-02-08 | Common Stock | S | 1086 | $191.6064 | Disposed | 54674.136 | Direct |
| 2022-02-08 | Common Stock | S | 2694 | $192.5318 | Disposed | 51980.136 | Direct |
| 2022-02-08 | Common Stock | S | 2141 | $193.5856 | Disposed | 49839.136 | Direct |
| 2022-02-08 | Common Stock | S | 2075 | $194.1497 | Disposed | 47764.136 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-31 | Employee Stock Option (Right to Buy) | $100.96 | M | 30808 | Disposed | 2029-01-29 | Common Stock (30808) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.23 to $176.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: Includes additional shares acquired pursuant to dividend reinvestment.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.18 to $189.13. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.20 to $190.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.10 to $190.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.15 to $192.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.15 to $193.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.11 to $193.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.93 to $194.44. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.