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AMERICAN EXPRESS CO — Director's Dealing 2021
Jan 28, 2021
29774_dirs_2021-01-28_2290cb46-be16-4275-8d6c-e06de8b703c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-01-26
Reporting Person: Pickett Denise (President, Glbl Services Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-26 | Common Stock | A | 7654 | $121.15 | Acquired | 17878.007 | Direct |
| 2021-01-26 | Common Stock | F | 2960 | $121.15 | Disposed | 14918.007 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1385.1964 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.